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Your Rights and Responsibilities as a Raymond James Client

A guide to a better understanding of the investment and financial planning process

We believe our clients should have every opportunity to understand the risks, rewards and implications of investment alternatives and services, as well as financial planning and investment strategies offered. The document, Your Rights and Responsibilities as a Raymond James Client, provides Raymond James clients with information about their rights as investors and is an aid for them to help initiate and maintain a strong working relationship with their Raymond James financial advisor.
 

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Raymond James & Associates, Inc. member New York Stock Exchange / SIPC and Raymond James Financial Services, Inc. member FINRA / SIPC are subsidiaries of Raymond James Financial, Inc.